After submitting your request, you will receive an activation email to the requested email address. Sec adopts new rules for business development companies and. Open filing by persons reporting owned shares of common stock in a public company 5% in doc file. Results of our most recent first business bank economic survey help your business plan and budget for 2019. This report provides basic identification information for all entities with an active filing status that have been issued an 814 reporting number. The business development company solution a special. No registration statement on form n2 needs to be filed under the securities act.
The ns and uts of business development companies december, 20 while figures 2 and 3 present aggregate portfolio statistics for bdcs, the composition of individual portfolios can deviate significantly from that of the overall group. Business development companies bdcs are special investment vehicles. The first line of the registrants business or mailing address. Sec staff expressing more flexibility in acquisition of affiliate assets. Investor relations centennial resource development is an independent oil producer. Find out what local business leaders are saying about their companies 2018 performance and their outlook for next year. Frequently asked questions about business development companies. Sec filings overview every public company must file certain forms with the secsome are submitted on a regular schedule, and others are filed on an asneeded basis. While there are hundreds of active form types, the filing requirements for any given company are determined by factors such as its business activities, financial status, and domicile. Oct 26, 2006 the commission adopted new rules under the investment company act to address the impact of the federal reserve boards 1998 amendments on the definition of eligible portfolio company. Centennial was formed in 2016 through the business combination of centennial resource production, llc and silver run acquisition corporation, a special purpose acquisition company formed by mark papa, our ceo, and riverstone holdings, llc, an energy private equity fund.
Mercer capital the ins and outs of business development companies. Mar, 2020 the information included on this website and other information provided from time to time through webcasts, conference calls, securities analyst meetings, road show presentations, investor conferences, newsletters and similar events and communications contains forwardlooking statements that involve risks, uncertainties and assumptions. Business development corp of america company sec filings. We aim to cover the full list of publicly traded business development companies bdcs. Open filing of certain prospectuses and communications in connection with business combination transactions in pdf file. Rule 2a46 defines an eligible portfolio company to include all private companies and companies whose securities are not listed on a national securities exchange. The investor relations website contains information about the pnc financial services group, inc. Gladstone investment corporation business development company gain sec filings. Opportunity rises for business development companies. Sec extends deadline for form adv and form pf filing for. Investment strategies include targeting a particular point in the investees. To find a form, either select the appropriate category below or scroll through the full list of sec forms in alphanumeric order. Company model n supports the complex business needs of the worlds leading brands in pharmaceutical, medical device, high tech, manufacturing and semiconductors across more than 120 countries, including pfizer, astrazeneca, sanofi, gilead, abbott, stryker, amd, micron, seagate, stmicroelectronics, nxp, sesotec, and southern states. Whenever the commission finds, on its own motion or upon application, that a business development company which has filed a notification of election pursuant to subsection a of this section has ceased to engage in business, the commission shall so declare by order revoking such companys election.
Our portfolio of products is improving peoples health and wellbeing today. Open filing by persons reporting owned shares of common stock in a public company 5% in xls file. Fund 2015 t, sec noaction letter, division of investment. This page provides links to pdf versions of sec public forms and many of the rules, regulations, and schedules associated with these forms. Analyze up to 10 years of full 10k annual reports and quarterly 10q sec filings for business development corp of america bdvc using our online tools. Gladstone investment corporation business development. An eligible portfolio company is defined as any issuer that a is organized and has its principal place of business in the united states, b is not an investment company other than a small business investment company whollyowned by the bdc, and c does not have any class of publiclytraded securities with respect to which a broker may. Frequently asked questions about business development companies understanding business development companies what is a business development company. Mar 18, 2020 simultaneously, the sec issued an order the 1940 act release under the investment company act of 1940 investment company act granting similar relief to registered funds and business development companies bdcs from certain filing requirements.
Mar 28, 2019 analyze up to 10 years of full 10k annual reports and quarterly 10q sec filings for business development corp of america using our online tools. If you are a patient, caregiver or healthcare professional and need product related information, please visit our products page, which will link you to productspecific websites. These companies have either notified the commission of their intent to be regulated as a bdc by filing a form n6f or elected to be regulated as a business development company by filing a form n54a. A business development company bdc is a form of unregistered closedend investment.
Securities and exchange commission reporting information. A business development company bdc is a special investment vehicle used to facilitate capital formation by smaller companies sometimes referred to as public private equity a bdc is a type of closedend investment company under the investment company act of 1940 1940 act. To optin for investor email alerts, please enter your email address in the field below and select at least one alert option. Important information about business development companies baird. The central index key cik is a ten digit number assigned by the sec to each entity that submits filings. This corresponds to the name of the legal entity filing form n6f or regulated as a bdc. Ofs is a business development company that is focused on meeting the distinct capital needs of middle market companies. Here youll find links to a complete list of filings available through edgar and instructions for searching the edgar database. Open filing by persons reporting owned shares of common stock in a public company 5% in pdf file. Investor relations centennial resource development is an independent oil producer focused in the southern delaware basin. Creation of a direct financial obligation or an obligation under an offbalance sheet arrangement of a registrant.
Introduction to the sec and company filings overview. Business development companies bdcs are special investment vehicles designed to facilitate capital formation for small and middlemarket companies. A business development company bdc is a special closed. In my previous job, i used file financial reports for many us companies. Opportunity rises for business development companies infocus.
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